If you are an experienced Financial Services Risk & Compliance professional that is excited by the prospect of starting a Risk & Compliance function and are looking for an initial full time role that may morph into part time then this is an opportunity you will need to consider.

In this role you will:

• Monitor, review, update and implement regulatory and legislative changes relating to the business
• Provide interpretation of financial services law
• Liaising with regulators (ASIC, APRA, AUSTRAC etc.) as required
• Provide support to the business rolling out policy and procedures
• Conducting a review of current tax governance for a privately owned group in consultation with Auditors
• Manage a portfolio of clients for compliance outcomes including preparation of board papers, preparing and updating compliance polices and maintaining controls management systems
• Carry out the administrative and reporting requirements of the position as required
• Comply with the policies and procedures of CRS as amended from time to time.
• Complete and manage the due diligence process and review across departments
• Manage and coordinate compliance reporting to the Compliance Committee.
• Actively participate in the Compliance Committee including coordinating and preparing packs, minutes and other documents.
• Develop and review existing compliance policies and procedures and embed within the business.
• Manage Audits, including internal and external audits and coordinate control testing
• Define, educate, and support regulatory change including AML, Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS)

You will be an experienced Risk & Compliance professional that has had extensive exposure to Financial Services. You will be a self starter, take a proactive approach and be a driver of change. You will have an excellent stakeholder engagement + management skillset. The ability to think strategically will hold you in good stead. Exposure working within an investment and or institutional environment would be advantageous but not a prerequisite. 

For a confidential discussion please contact

Adam Kumaraswamy
e: akumaraswamy@sharpandcarter.com.au
m: 0414 223 338