Associate/Senior Associate - Financial Services Regulation

Job title : Associate/Senior Associate - Financial Services Regulation
Location : Sydney, New South Wales
Contact name : Adam Kumaraswamy
Contact email :
Job reference : BVC90876
If you are an ambitious Financial Services Regulation/Funds Management lawyer that is looking to join a pre-eminent practice in this space then this is a role you will need to consider.

In this role you will be involved in:
  • Funds and products: structuring and establishing wholesale and retail funds, including property trusts, feeder funds, funds offering hybrid securities, hedge funds and various structured products, including deferred purchase agreements and warrants
  • M&A: listed and private acquisitions and disposals including privatisations, schemes of arrangement and trust schemes
  • Capital management: shareholder agreements and joint ventures, capital reductions, redemptions, restructures and reorganisations
  • Regulatory: advising on regulatory change including product suitability, product intervention, shorter PDSs, custodial regulation, capital and NTA requirements and scheme constitutions and liaison with regulators
  • Schemes: general funds management advice in relation to operating schemes, meetings, changing the RE, entrenchment, trust deeds, stapling, registry agreements and other outsourcing and supply agreements
  • General corporate advice: general corporate and commercial advice in relation to the Corporations Act, trust law, contract law and the ASX listing rules
To be considered for this role you will have a strong grounding across the Financial Services Regulatory/Funds Management space and had exposure to AFSL licensing matters. You will be comfortable mentoring juniors and be very client focused in terms of your approach and thinking. 

For a confidential discussion please contact

Adam Kumaraswamy
m: 0414 223 338