Our client, a global leader in financial and healthcare technology solutions, is seeking a Senior Manager – Regulatory Compliance to oversee regulatory change and reporting functions within their first line of defence. This is a pivotal role ensuring compliance with APRA, ASIC, AUSTRAC, FATCA, and CRS standards in Australia's largest unit registry service provider. Key Responsibilities: Lead regulatory change initiatives and implement new compliance standards. Oversee APRA, AUSTRAC, FATCA, and CRS regulatory reporting processes. Ensure timely and accurate reporting while maintaining audit readiness. Collaborate with Risk, Compliance, Legal, and Ops teams to ensure alignment. Enhance data governance, quality controls, and reporting automation. About You: 7+ years of experience in regulatory compliance, reporting, or risk within financial services and most ideally- managed funds Strong knowledge of APRA, ASIC, AUSTRAC, FATCA, and CRS requirements. Skilled in data management, risk frameworks, and regulatory reporting tools. Proven experience engaging with auditors, regulators, and senior stakeholders. Excellent communication and problem-solving skills. Why Join? Be part of a global company with cutting-edge tech and a strong local presence. Lead high-impact regulatory initiatives in a high-performing team. Collaborate with industry experts and senior leadership. More information:lruddy@sharpandcarter.com.au0450 363 147

Our client, a global leader in financial and healthcare software solutions, is seeking an experienced Risk & Compliance Manager to lead the incident and complaints function within their Australian Transfer Agency division—the largest provider of unit registry services in the country. Key Responsibilities: Lead end-to-end management of operational risk incidents and client complaints. Conduct investigations, root cause analysis, and implement corrective actions. Maintain compliance with APRA, ASIC, ATO, and internal policies. Collaborate with internal teams to embed a strong risk and service culture. Analyse risk data and prepare reports for senior stakeholders. Deliver training and support continuous process improvement. About You: 5+ years’ experience in operational risk, incident management, or complaints handling within financial services, ideally in a managed funds environment Experience in Transfer Agency is highly regarded. Strong knowledge of financial regulations and risk frameworks. Excellent stakeholder engagement and problem-solving skills. Data-driven with strong reporting and analytical capabilities. Why Apply? Work with a top-tier global organisation. Lead impactful risk initiatives within a high-performing team. Supportive culture with a focus on innovation and integrity. More information:lruddy@sharpandcarter.com.au0450 363 147